Review Game Zone
Flash Cards
(current)
Games
Teachers
Search
Internal Controls
Test Description: 1st test
Instructions: Answer all questions to get your test result.
1) What are examples of internal controls?
A
Authentication, System Configuration, System Access
B
Data Interfaces, Execution and Approval, Secondary Review
C
System Access, Authorization, Execution and Approval
D
Exception/Edit, Key Performance Indicators, System Updates
2) What attributes should be considered to assess the adequacy of System Configuration controls?
A
The authorization is performed by the appropriate individual and is properly evidenced.
B
The technical implementation (e.g. application coding, table values, parameter setting, etc.) are appropriate.
C
Managament has established effective procedures to detect and correct errors or problems with configuration settings.
D
Audit trails or logs are utilized to track interfaces and are used to ensure transactions/data transfer as intended.
3) What control identifies a violation of a set standard or a change to a master file or data field?
A
Exception/Edit
B
Key Performance Indicators
C
Risk Management
D
Reconciliation
4) What controls are part of a process, effected by an entity's board of directors among others?
A
System Authorization
B
Segregation of Duties
C
Risk Management
D
System Reconciliation
5) What controls ensure transactions, data, functions/tasks, etc are accurate prior to processing/completing?
A
System Verification
B
Reconciliation
C
Data Interface
D
Secondary Review
6) What controls check whether two items/computer systems, etc. are consistent?
A
Secondary Review
B
Reconciliation
C
System Configuration
D
Data Interface
7) What controls manage access to information systems, applications, data, network, etc?
A
System Authentication
B
System Configuration
C
System Access
D
System Review
8) What controls transfer defined portions of information between two computer systems?
A
Data Configuration
B
Data Portal
C
Data Transfer
D
Data Interfaces
9) What controls are designed and configured to carry out a specific set of instructions based on criteria defined by management?
A
System Configuration
B
Reconciliation
C
Segregation of Duties
D
Risk Management
10) What controls ensure internal and external customers are properly verified?
A
Risk Management
B
Authorization
C
Authentication
D
Secondary Review
*select an answer for all questions
Check Results & Get Answers
Play Games with the Questions Above
Teachers: Create FREE classroom games with your questions
Click for more info!
©2007-2024
ReviewGameZone.com
|
About
|
Privacy
|
Contact
|
Terms
|
Site Map
WAIT! Find what you needed?
×
Still Looking for the Answers?
Have Another Question?
Play a Review Game with These Questions?
Want to Make Your Own Test Like This One?